Jobs in Emirates - career in Emirates - vacancies in Emirates-Compliance Officer - UAE National only - Pinpoint HR-Jobs in Emirates - career in Emirates - vacancies in Emirates
- Assist the Compliance Manager in maintaining and updating the policies and procedures outlined in the compliance manual.
- Monitor the daily activities of the company and its employees to ensure adherence to the internal and external rules and regulations according to the compliance monitoring Program, which should be updated on an ongoing basis.
- Assist the Compliance Manager in identifying potential areas of compliance vulnerability and risk, and in developing and implementing corrective action plans for resolution of problematic issues.
- Liaise with the local regulator and exchange and handle all their requests.
- Review KYC and AML documents for new clients and activating accounts on the brokerage system.
- Provide reports to the relevant user group on a regular basis.
- Conduct AML checks and monitor customer’s transactional behavior for early detection of any suspicious or unusual activity.
- Coordinate the development of the brokerage system with other departments,.e.g. front office, operations and, IT.
- Review all trading orders to ensure that all orders were taken according to the market rules.
- Offer regular AML and compliance training and advice to all employees.
- Handle customers’ complaints.
Job Details
| Posted Date: | 2019-07-03 |
| Job Location: | Dubai, United Arab Emirates |
| Job Role: | Administration |
| Company Industry: | Banking; Finance/Economics; Financial Services |
Preferred Candidate
| Career Level: | Entry Level |
| Nationality: | United Arab Emirates |
| Degree: | Bachelor's degree |
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Jobs in Emirates - career in Emirates - vacancies in Emirates-Compliance Officer - UAE National only - Pinpoint HR-Jobs in Emirates - career in Emirates - vacancies in Emirates
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